Investment Fraud Defense in Bergen County, NJ
Investment fraud in Bergen County is a serious offense prosecuted under New Jersey securities laws and the New Jersey Uniform Securities Law (N.J.S.A. 49:3-47 et seq.), carrying severe penalties. If you are under investigation for securities fraud, stock fraud, or Ponzi scheme allegations, you need an experienced Investment Fraud Lawyer Bergen County NJ. Law Offices Of SRIS, P.C.
New Jersey Investment Fraud Laws and Penalties
Last verified: April 2026 | Superior Court of NJ, Bergen Vicinage | New Jersey Legislature
Investment fraud, often called securities fraud, involves deceptive practices in the stock or commodities markets that induce investors to make purchase or sale decisions based on false information. In New Jersey, these cases are governed by both state and federal statutes. The primary state law is the New Jersey Uniform Securities Law. Common charges include making untrue statements of material fact, omitting material facts, engaging in fraudulent schemes, or acting as an unregistered broker-dealer.
Mr. Sris, the firm’s founder and a former prosecutor, brings a strategic perspective to these cases. His background in accounting and information systems provides a distinct advantage in dissecting complex financial evidence and transactions that are central to investment fraud allegations.
Official Legal Resources
For the official text of New Jersey’s securities laws, refer to the New Jersey Legislature’s statutes (N.J.S.A. 49:3-47 et seq.). Court procedures and filings for Bergen County are handled through the Superior Court of New Jersey, Bergen Vicinage.
Handling an Investment Fraud Case in Bergen County
Investment fraud cases in Bergen County are typically prosecuted by the New Jersey Bureau of Securities or the Attorney General’s Office. These cases are often complex, involving detailed financial records, electronic communications, and experienced testimony. The process usually begins with a subpoena or a search warrant, followed by a grand jury investigation.
- Secure immediate legal counsel upon learning of an investigation or charge.
- Preserve all relevant documents, emails, and financial records.
- Your attorney will conduct a thorough case analysis, often with a financial experienced.
- Develop a defense strategy, which may challenge the materiality of statements, intent, or the reliability of evidence.
- Engage in pre-trial motions and, if necessary, prepare for trial or negotiate a resolution.
Potential Penalties for Investment Fraud in New Jersey
In Bergen County, investment fraud can be charged as a crime of the second or third degree, with penalties including significant prison time and fines.
| Offense | Classification | Incarceration | Fine | Additional Consequences |
|---|---|---|---|---|
| Securities Fraud (2nd Degree) | Crime of the 2nd Degree | 5-10 years | Up to $150,000 | Restitution to victims, forfeiture of assets, permanent loss of securities licenses. |
| Securities Fraud (3rd Degree) | Crime of the 3rd Degree | 3-5 years | Up to $15,000 | Restitution, civil penalties, disgorgement of profits. |
| Unregistered Broker-Dealer Activity | Crime of the 3rd Degree | 3-5 years | Up to $15,000 | Cease and desist orders, administrative fines. |
Results may vary. Prior results do not aim for a similar outcome.
Why Choose Our Investment Fraud Law Firm Bergen County NJ
Founded in 1997, Law Offices Of SRIS, P.C. operates on the principle of “Advocacy Without Borders.” Our firm has over 120 years of combined legal experience. We understand that an investment fraud charge can threaten your livelihood, reputation, and freedom. Our approach is to build a defense that scrutinizes every aspect of the prosecution’s case, from the initial investigation methods to the complex financial evidence.
Case Results and Client Advocacy
Our Investment Fraud Attorney Bergen County NJ team is dedicated to achieving the best possible outcome for each client. While specific past results cannot aim for future success, our firm-wide commitment to vigorous defense is unwavering. We prepare every case for trial, which often positions us to negotiate favorable resolutions.
Results may vary. Prior results do not aim for a similar outcome.
Investment Fraud Lawyer Near Bergen County, NJ
Our New Jersey location serves clients throughout Bergen County. We represent individuals in Hackensack, Fort Lee, Teaneck, Paramus, Englewood, Ridgewood, and surrounding communities. Our office is accessible via I-80, the NJ Turnpike, and Route 17.
Law Offices Of SRIS, P.C.
44 Apple St, 1st Floor
Tinton Falls, NJ 07724
Toll-Free: (888) 437-7747 | Local: (609)-983-0003
Meetings by appointment only.
24/7 phone consultations are available. Call (888) 437-7747.
Frequently Asked Questions: Investment Fraud Defense
What is the most common type of investment fraud charge in New Jersey?
Yes. The most common charges involve making material misrepresentations or omissions to investors, often prosecuted under the New Jersey Uniform Securities Law (N.J.S.A. 49:3-47). These cases can be state or federal.
Can I be charged if I didn’t know the investment was fraudulent?
It depends. Prosecutors must generally prove intent to defraud or reckless disregard for the truth. A lack of knowledge can be a central part of the defense. An experienced Investment Fraud Lawyer Bergen County NJ can investigate whether the state can meet this burden of proof.
What should I do if I receive a subpoena related to an investment?
No. Do not speak to investigators or provide documents without an attorney. Contact a lawyer immediately. A subpoena is a serious legal order, and your response can significantly impact the direction of the case.
Are there defenses to investment fraud allegations?
Yes. Defenses may include lack of intent, absence of a material misstatement, good faith reliance on audited financials, or insufficient evidence. Each case is unique, and a thorough review of all communications and disclosures is essential.
What is the typical timeline for an investment fraud case?
These are complex cases. An investigation can last months or years before charges are filed. Once charged, pre-trial proceedings in Superior Court can take 12-24 months, depending on the evidence volume and whether the case is designated as complex litigation.
Related Legal Services in Bergen County
If you are facing other financial or business-related allegations, our firm can help. We also handle business law, civil litigation, and contract disputes in Bergen County. For a full overview of our commercial law practice, visit our New Jersey commercial lawyer hub page. We also serve clients in neighboring areas like Atlantic County and Camden County.
Last verified: April 2026. Laws change. Contact Law Offices Of SRIS, P.C. at (888) 437-7747 for current guidance.
Under N.J. Stat. § 14A:1-1, state law governs this practice area.